-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HIpDE0mIoCVmGpukgpDu34mhxAgpZBSfb01DvP0HKOCI0h+ulHMoS9Eh4k6r+P4Q HbVUdvc3l/nJO1QxsWQOhg== 0000891618-99-000691.txt : 19990219 0000891618-99-000691.hdr.sgml : 19990219 ACCESSION NUMBER: 0000891618-99-000691 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEMRY CORP CENTRAL INDEX KEY: 0000720896 STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541] IRS NUMBER: 061084424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39802 FILM NUMBER: 99545332 BUSINESS ADDRESS: STREET 1: 57 COMMERCE DR CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037407311 MAIL ADDRESS: STREET 1: 57 COMMERCE DR CITY: BROOKFIELD STATE: CT ZIP: 06804 FORMER COMPANY: FORMER CONFORMED NAME: MEMORY METALS INC DATE OF NAME CHANGE: 19890706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAYCHEM CORP CENTRAL INDEX KEY: 0000082206 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 941369731 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 300 CONSTITUTION DRIVE STREET 2: MS 120/1A CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503613333 MAIL ADDRESS: STREET 1: 300 CONSTITUTION DRIVE STREET 2: MS 120/1A CITY: MENLO PARK STATE: CA ZIP: 94025-1164 FORMER COMPANY: FORMER CONFORMED NAME: RAYTHERM CORP DATE OF NAME CHANGE: 19720526 SC 13D/A 1 AMENDMENT #2 TO RAYCHEM SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)(1) Memry Corporation -------------------------- (Name of Issuer) Common Stock -------------------------- (Title of Class of Securities) 586263 20 4 -------------------------- CUSIP Number Sarah A. O'Dowd, Esq. Heller Ehrman White & McAuliffe 525 University Avenue Palo Alto, California 94301 (650) 324-7000 -------------------------- (Name, address and telephone number of person authorized to receive notices and communications) February 27, 1998 -------------------------- (Date of Event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(b)(3) or (4), check the following box: [ ] Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-l(a) for other parties to whom copies are to be sent. - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ------------------------------------------------------------------------------- (1) Name of Reporting Persons: RAYCHEM CORPORATION S.S. or I.R.S. Identification No. of above person - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) [ ] _______________________________________________________ (b) [ ] _______________________________________________________ - ------------------------------------------------------------------------------- (3) SEC USE ONLY _________________________________________________________ - ------------------------------------------------------------------------------- (4) Source of Funds:* 00 - ------------------------------------------------------------------------------- (5) [ ] Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization: DELAWARE - ------------------------------------------------------------------------------- (7) Sole Voting Power Number of 1,662,928 Shares -------------------------------------------------------- Beneficially (8) Shared Voting Power Owned by 0 Each -------------------------------------------------------- Reporting (9) Sole Dispositive Power Person With 1,662,928 -------------------------------------------------------- (10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,662,928 - ------------------------------------------------------------------------------- (12) [ ] Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by amount in Row (11): 8.0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 3 Item 1. Security and Issuer. This Amendment No. 2 to Statement on Schedule 13D ("Amendment No. 2") relates to shares of Common Stock, par value $.01 (the "Common Stock"), of Memry Corporation, a Delaware corporation (the "Issuer"). The address of the principal executive offices of the Issuer is 57 Commerce Drive, Brookfield, Connecticut 06804. Item 3. Source and Amount of Funds or Other Consideration. The material in Item 3 is hereby amended by adding the following: On February 27, 1998, Raychem Corporation ("the Reporting Person") exercised its remaining Warrants to Purchase Common Stock of the Issuer ("Warrants") on a "net exercise" basis. As a result of this exercise, the Reporting Person became the beneficial owner of an additional 535,714 shares of Common Stock. Item 5. Interest in Securities of the Issuer. The material in Item 5 is hereby deleted and replaced with the following: (a) As of the date of this Amendment No. 2, the Reporting Person was the beneficial owner of 1,662,928 shares of Common Stock of the Issuer, constituting approximately 8.0% of the issued and outstanding Common Stock of the Issuer (based on the number of shares of Common Stock outstanding as reported in the Issuer's most recent Quarterly Report on Form 10-Q). (b) The Reporting Person has sole voting and sole dispositive power with respect to all 1,662,928 shares of Common Stock of the Issuer owned beneficially by the Reporting Person. (c) The Reporting Person has effected no transaction in the Common Stock during the past 60 days. (d) Not applicable. (e) Not applicable. 3 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: February 18, 1999 RAYCHEM CORPORATION By: /s/ Stephen E. Creager ------------------------------- Stephen E. Creager Authorized Officer 4 -----END PRIVACY-ENHANCED MESSAGE-----